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DEFENSE-PFO

Device Closure Versus Medical Therapy for Cryptogenic Stroke Patients With High-Risk Patent Foramen Ovale

Year of Publication: 2018

Authors: Pil Hyung Lee, Jae-Kwan Song, Jong S. Kim, ..., Seung-Jung Park

Journal: Journal of the American College of Cardiology

Citation: J Am Coll Cardiol 2018;71(20):2335-42

Link: https://doi.org/10.1016/j.jacc.2018.02.046

PDF: https://www.jacc.org/doi/epdf/10.1016/j.jacc.2018.02.046


Clinical Question

In patients with cryptogenic stroke and high-risk PFO (defined by specific morphologic characteristics on TEE), does transcatheter PFO closure combined with medical therapy result in lower rates of recurrent stroke compared to medical therapy alone?

Bottom Line

In patients with cryptogenic stroke and high-risk PFO characteristics (large size ≥2mm, atrial septal aneurysm, or hypermobility ≥10mm), PFO closure resulted in significantly lower rates of stroke recurrence (0% vs 10.5%, p=0.023) and the composite primary endpoint (0% vs 12.9%, p=0.013) compared to medical therapy alone over 2 years of follow-up.

Major Points

  • Multicenter, randomized, open-label trial comparing PFO closure + medical therapy vs medical therapy alone
  • Enrolled 120 patients with cryptogenic stroke and high-risk PFO features defined by TEE
  • High-risk features: PFO size ≥2mm, atrial septal aneurysm (≥15mm protrusion), or hypermobility (≥10mm septal excursion)
  • All 53 PFO closures were successful using Amplatzer PFO Occluder
  • Primary endpoint (stroke, vascular death, or major bleeding) occurred in 0% of PFO closure group vs 12.9% of medication-only group (p=0.013)
  • Ischemic stroke recurrence: 0% vs 10.5% (p=0.023)
  • Number needed to treat: 10 patients to prevent 1 stroke at 2 years
  • Trial terminated early due to safety concerns after publication of CLOSE trial with similar design
  • Procedural complications included atrial fibrillation (n=2), pericardial effusion (n=1), and pseudoaneurysm (n=1)
  • Results support morphologic risk stratification to select optimal candidates for PFO closure

Design

Study Type: Multicenter, randomized, open-label, superiority trial

Randomization: 1

Blinding: Open-label with masked outcome assessment

Enrollment Period: September 2011 to October 2017

Follow-up Duration: Median 2.8 years (IQR: 0.9-4.1 years)

Centers: 2

Countries: South Korea

Sample Size: 120

Analysis: Intention-to-treat analysis using Kaplan-Meier survival curves compared with log-rank test; Per-protocol analysis also performed (109 patients)


Inclusion Criteria

  • Ischemic stroke within previous 6 months with no identifiable cause other than high-risk PFO
  • Acute focal neurologic deficit lasting ≥24 hours OR evidence of relevant infarction on brain MRI
  • High-risk PFO defined by TEE: PFO with atrial septal aneurysm (protrusion ≥15mm beyond level surface of atrial septum) OR hypermobility (phasic septal excursion ≥10mm into either atrium) OR PFO size ≥2mm (maximum separation of septum primum from secundum during Valsalva)
  • Right-to-left shunting demonstrated with agitated saline at rest or during Valsalva maneuver

Exclusion Criteria

  • Large-artery atherosclerotic disease (≥50% stenosis or occlusion of major vessel)
  • Small-vessel occlusive disease (infarction <1.5cm diameter or typical lacunar syndrome)
  • Established cardioembolic source
  • Paroxysmal atrial fibrillation on Holter or prolonged cardiac rhythm monitoring
  • Hypercoagulable disorder requiring anticoagulation
  • Arterial dissection
  • History of myocardial infarction or unstable angina
  • History of intracranial bleeding
  • Pre-existing neurological disorders
  • Left ventricular systolic dysfunction with aneurysm or akinesia
  • Contraindications to antiplatelet therapy
  • Underlying malignant disease

Baseline Characteristics

CharacteristicControlActive
N6060
Age (years)54 ± 1249 ± 15
Male56.7%55.0%
Hypertension28.3%20.0%
Diabetes13.3%10.0%
Current smoker26.7%16.7%
Hypercholesterolemia41.7%30.0%
Anterior circulatory territory56.7%46.7%
Multiple territories3.3%0%
Modified Rankin scale 0-175.0%78.3%
Modified Rankin scale 2-325.0%21.7%
PFO size (mm)3.2 ± 1.13.2 ± 1.5
Atrial septal aneurysm13.3%8.3%
Atrial septal hypermobility45.0%46.7%

Arms

FieldControlPFO Closure Group
InterventionMedical therapy alone with antiplatelet therapy (aspirin 100mg daily alone, or combined with clopidogrel 75mg daily or cilostazol 200mg daily) or warfarin (target INR 2.0-3.0) at investigator discretionTranscatheter PFO closure using Amplatzer PFO Occluder plus medical therapy. Generally dual antiplatelet therapy (aspirin 100mg + clopidogrel 75mg daily) for at least 6 months post-procedure, though investigators could choose anticoagulation based on individual risk-benefit assessment
Duration2 years follow-up2 years follow-up

Outcomes

OutcomeTypeControlInterventionHR / OR / RRP-value
Composite of stroke, vascular death, or TIMI-defined major bleeding during 2 years of follow-upPrimary6 events; 2-year Kaplan-Meier rate 12.9% (95% CI: 3.2-22.6%)0 events; 2-year Kaplan-Meier rate 0%12.90%0.013
Ischemic strokeSecondary5 events; 2-year Kaplan-Meier rate 10.5% (95% CI: 1.68-19.32%)0 events; 2-year rate 0%0.023
Vascular deathSecondary0 events0 eventsNA
TIMI-defined major bleedingSecondary2 events; 2-year Kaplan-Meier rate 4.9%0 events; 2-year rate 0%0.15
Hemorrhagic strokeSecondary1 event; 2-year Kaplan-Meier rate 2.5%0 events; 2-year rate 0%0.30
Transient ischemic attackSecondary1 event; 2-year Kaplan-Meier rate 2.0%0 events; 2-year rate 0%0.32
Systemic embolismSecondary0 events0 eventsNA
New ischemic lesion on follow-up MRISecondary7/38 patients (18.4%)3/34 patients (8.8%)0.24
Atrial fibrillationAdverse02
Pericardial effusionAdverse01
Pseudoaneurysm at puncture siteAdverse01

Subgroup Analysis

In the medication-only group, recurrent strokes occurred during dual antiplatelet therapy (n=2), single antiplatelet therapy (n=1), and warfarin (n=1). Atrial septal aneurysm or hypermobility was present in 4 of 5 patients with recurrent stroke. Three patients showed new lesions in different vascular territories from the initial lesion.


Criticisms

  • Early termination due to safety concerns after publication of CLOSE trial, resulting in underpowered study (120 enrolled vs 210 planned)
  • Open-label design, though outcome assessment was masked
  • Only 2 centers in South Korea, limiting generalizability
  • Seven patients randomized to PFO closure declined the intervention
  • Four patients in medication-only group crossed over to receive PFO closure during follow-up
  • Follow-up MRI was performed in only 60% of patients (72/120)
  • Potential selection bias due to single-country enrollment
  • Medication choice was at investigator discretion, introducing treatment heterogeneity
  • Unable to calculate hazard ratio due to zero events in intervention arm
  • Relatively short median follow-up (2.8 years) compared to some other PFO trials

Funding

Cardiovascular Research Foundation, Seoul, South Korea

Based on: DEFENSE-PFO (Journal of the American College of Cardiology, 2018)

Authors: Pil Hyung Lee, Jae-Kwan Song, Jong S. Kim, ..., Seung-Jung Park

Citation: J Am Coll Cardiol 2018;71(20):2335-42

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