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OPTIMA-AF

1-month versus 12-month dual antithrombotic therapy after percutaneous coronary intervention in patients with atrial fibrillation (OPTIMA-AF): a multicentre, open-label, hybrid non-inferiority and superiority, randomised, controlled trial

Year of Publication: 2026

Authors: Yohei Sotomi, Ken Kozuma, Yoshiharu Higuchi, ..., Yasushi Sakata

Journal: The Lancet

Citation: Sotomi Y, Kozuma K, Higuchi Y, et al. 1-month versus 12-month dual antithrombotic therapy after percutaneous coronary intervention in patients with atrial fibrillation (OPTIMA-AF): a multicentre, open-label, hybrid non-inferiority and superiority, randomised, controlled trial. Lancet. Published online July 15, 2026. doi:10.1016/S0140-6736(26)00665-3

Link: https://doi.org/10.1016/S0140-6736(26)00665-3


Clinical Question

Can dual antithrombotic therapy after PCI in patients with atrial fibrillation be shortened to 1 month before switching to DOAC monotherapy without compromising protection against death or thromboembolic events?

Bottom Line

In patients with atrial fibrillation and predominantly chronic coronary syndrome undergoing imaging-guided PCI, 1-month dual antithrombotic therapy (DOAC plus P2Y12 inhibitor) followed by DOAC monotherapy was non-inferior to 12-month dual therapy for death or thromboembolic events and halved major or clinically relevant non-major bleeding, supporting earlier de-escalation to DOAC monotherapy — though efficacy findings warrant caution given lower-than-anticipated event rates and a fixed absolute non-inferiority margin.

Major Points

  • 1-month dual antithrombotic therapy was non-inferior to 12-month therapy for the primary efficacy endpoint of all-cause death or thromboembolic events at 12 months (5.4% vs 4.3%; absolute difference 1.1 pp [95% CI −1.5 to 3.6], upper limit below the 5.0 pp non-inferiority margin; HR 1.25 [95% CI 0.73–2.17])
  • 1-month dual therapy was superior for the primary safety endpoint of ISTH major or clinically relevant non-major bleeding at 12 months (4.5% vs 8.8%; absolute difference −4.4 pp [95% CI −7.3 to −1.4]; HR 0.50 [95% CI 0.30–0.81]; p=0.0041)
  • Fixed-sequence hierarchical testing: non-inferiority for efficacy met, superiority for safety met; superiority for efficacy was not demonstrated
  • All PCI was performed with intravascular imaging guidance (OCT or IVUS) using the Xience everolimus-eluting stent, limiting generalizability to non-imaging-guided PCI
  • Population was predominantly chronic coronary syndrome (acute coronary syndrome limited to unstable angina; STEMI and NSTEMI excluded); applicability to ACS populations requires further trials
  • Event rates were lower than anticipated (assumed 10% control efficacy event rate vs observed 4.3%), so the fixed 5.0 pp non-inferiority margin warrants cautious interpretation of efficacy results

Design

Study Type: Prospective, investigator-initiated, multicentre, open-label, blinded-endpoint, active-control, randomised, hybrid non-inferiority and superiority trial

Randomization: 1

Blinding: Open-label (patients and physicians unmasked); clinical events adjudicated by an independent committee masked to treatment allocation

Allocation: 1:1, web-based central allocation with computer-generated sequence, stratified simple randomisation by centre

Enrollment Period: Oct 7, 2019 to Sept 3, 2024

Follow-up Duration: Median 540 days (IQR 517–559); primary assessment at 12 months (censored at day 360); visits at 1, 12, and 18 months

Centers: 75

Countries: Japan

Sample Size: 1088

Analyzed: 1079

Analysis: Full analysis set: all patients who underwent PCI, were randomly assigned, received at least one dose of study drugs, and met prespecified analysis-set criteria. Risk difference by Miettinen and Nurminen's CI; superiority by Fisher's exact test; Kaplan–Meier estimates and Cox proportional-hazards models; fixed-sequence hierarchical testing (non-inferiority efficacy → superiority safety → superiority efficacy)

Power Calculation: 1036 patients required for 85% power (one-sided α=0.05) to demonstrate non-inferiority assuming 10% event rate in both groups with a 5.0 percentage point absolute non-inferiority margin; same size gave 99.2% power (two-sided α=0.10) to detect bleeding reduction from 25% to 15%; target 1090 allowing 5% attrition

Registration: Japan Registry of Clinical Trials jRCTs051190053


Inclusion Criteria

  • Non-valvular atrial fibrillation (not associated with rheumatic mitral stenosis or prosthetic valve replacement)
  • CHADS2 score of 1 or higher
  • Indication for PCI for native coronary lesions
  • Indication for PCI due to chronic coronary syndrome (stable angina or silent myocardial ischaemia) or acute coronary syndrome restricted to unstable angina
  • Planned continuation of adjunctive oral anticoagulation with a DOAC after PCI
  • Suitability for PCI based on local practice (operator's judgement or heart team decision)
  • Age at least 20 years

Exclusion Criteria

  • ST elevation myocardial infarction or non-ST elevation myocardial infarction
  • Planned staged PCI procedure more than 2 weeks after the index procedure
  • Life expectancy of less than 1 year
  • Severe renal insufficiency (creatinine clearance <15 mL/min or maintenance dialysis)

Baseline Characteristics

Overall (n=1079):

  • Median age, years (IQR): 76 (70–81)
  • Female: 225 (21%)
  • Male: 854 (79%)
  • Median CHADS2 score (IQR): 2 (2–3)
  • Median follow-up, days (IQR): 540 (517–559)

Arms

Field1-month dual antithrombotic therapyControl
N542537
InterventionDOAC (dabigatran, rivaroxaban, apixaban, or edoxaban) plus clopidogrel 75 mg daily or prasugrel 3.75 mg daily for 1 month, followed by DOAC monotherapy; aspirin stopped immediately after PCI (add-on aspirin permitted up to 1 month at physician's discretion)DOAC plus clopidogrel 75 mg daily or prasugrel 3.75 mg daily for 12 months, followed by DOAC monotherapy; aspirin stopped immediately after PCI (add-on aspirin permitted up to 1 month at physician's discretion)
Duration1 month dual therapy, then DOAC monotherapy; followed to 18 months12 months dual therapy, then DOAC monotherapy; followed to 18 months

Outcomes

OutcomeTypeControlInterventionHR / OR / RRP-value
Composite of all-cause death or thromboembolic events (myocardial infarction, definite stent thrombosis, stroke, or systemic embolism)Primary23 patients (Kaplan–Meier estimate 4.3%) in 12-month dual therapy group29 patients (Kaplan–Meier estimate 5.4%) in 1-month dual therapy group1.25
Composite of death, thromboembolic events, or bleeding — prespecified secondary endpoint (results not reported in available source text)Secondary
Individual components of the primary efficacy endpoint; bleeding by BARC and TIMI criteria; target lesion, target vessel, and all coronary revascularisation — prespecified secondary endpoints (results not reported in available source text)Secondary
Primary safety endpoint: ISTH major bleeding or clinically relevant non-major bleeding at 12 monthsSafety47 patients (Kaplan–Meier estimate 8.8%) in 12-month dual therapy group24 patients (Kaplan–Meier estimate 4.5%) in 1-month dual therapy groupAbsolute difference −4.4 percentage points (95% CI −7.3 to −1.4); HR 0.50 (95% CI 0.30–0.81); p=0.0041 for superiority

Subgroup Analysis

A 1-month landmark analysis and prespecified subgroup analyses were performed; results not reported in available source text


Criticisms

  • Event rates were lower than anticipated (observed ~4–5% vs assumed 10%), making the fixed 5.0 percentage point absolute non-inferiority margin generous relative to observed risk; efficacy findings require cautious interpretation
  • Open-label design (patients and treating physicians unmasked), although endpoint adjudication was blinded
  • Population restricted to Japan and likely predominantly east Asian; generalizability to other populations uncertain
  • STEMI and NSTEMI excluded (ACS limited to unstable angina), limiting applicability to acute coronary syndrome populations
  • All PCI required intravascular imaging guidance and a single stent platform (Xience everolimus-eluting stent), which may limit generalizability to routine practice
  • Point estimate for efficacy numerically favored the 12-month group (HR 1.25) with a wide confidence interval (0.73–2.17)

Funding

Abbott Medical Japan

Based on: OPTIMA-AF (The Lancet, 2026)

Authors: Yohei Sotomi, Ken Kozuma, Yoshiharu Higuchi, ..., Yasushi Sakata

Citation: Sotomi Y, Kozuma K, Higuchi Y, et al. 1-month versus 12-month dual antithrombotic therapy after percutaneous coronary intervention in patients with atrial fibrillation (OPTIMA-AF): a multicentre, open-label, hybrid non-inferiority and superiority, randomised, controlled trial. Lancet. Published online July 15, 2026. doi:10.1016/S0140-6736(26)00665-3

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