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QALS

Phase II trial of CoQ10 for ALS finds insufficient evidence to justify Phase III

Year of Publication: 2009

Authors: Petra Kaufmann, John L.P. Thompson, Gilberto Levy, ..., for the QALS Study Group

Journal: Annals of Neurology

Citation: Ann Neurol. 2009;66(2):235-244. doi:10.1002/ana.21743

Link: https://clinicaltrials.gov/ct2/show/NCT00243932


Clinical Question

Does high-dose Coenzyme Q10 (1,800 or 2,700 mg/day), an antioxidant and mitochondrial cofactor, show sufficient promise to warrant Phase III testing in patients with ALS?

Bottom Line

CoQ10 at 2,700 mg/day for 9 months showed insufficient promise to warrant Phase III testing. While the primary futility analysis did not definitively rule out proceeding to Phase III (p=0.14), a pre-specified sensitivity analysis (p=0.025) and secondary analyses showed no benefit. The result was sensitive to how deceased patients were scored on the ALSFRS-R. CoQ10 was safe and well-tolerated. The innovative two-stage adaptive design successfully minimized sample size requirements while providing definitive guidance against further development.

Major Points

  • Stage 1 dose selection: 2,700 mg/day selected over 1,800 mg/day based on lower mean 9-month ALSFRS-R decline (9.0 vs 10.9)
  • Stage 2 primary futility analysis: Mean ALSFRS-R decline was 8.8 (CoQ10) vs 9.4 (placebo); null hypothesis of ≥20% superiority not rejected (p=0.14)
  • Pre-specified sensitivity analysis with death score=16 (10th percentile): Declines were similar (8.5 vs 8.4), futility was declared (p=0.025)
  • Mortality during 9-month follow-up: 1 on CoQ10 vs 5 on placebo (not statistically significant); outlying values from deceased placebo patients drove apparent CoQ10 benefit in primary analysis
  • Median ALSFRS-R decline was slightly greater for CoQ10 than placebo, insensitive to outliers
  • Post hoc slope analysis consistent with futility (p=0.097)
  • No significant differences in secondary outcomes (FVC, SF-36 quality of life, fatigue severity)
  • CoQ10 plasma levels significantly increased from baseline in active groups but not placebo, confirming compliance and minimal drop-in
  • No difference in plasma levels between 1,800 and 2,700 mg doses, consistent with plateau effect
  • Innovative adaptive Phase II design required only 185 participants vs ~900 for conventional approach

Design

Study Type: Phase II, multicenter, randomized, stratified, placebo-controlled, double-blind, two-stage adaptive, bias-corrected, futility design

Randomization: 1

Blinding: Double-blind; identical wafers for active and placebo (yellow color, maple flavor); participants, investigators, and evaluators blinded

Enrollment Period: April 2005 to May 2007 (Stage 1: April 2005 to February 2006; Stage 2: February to May 2007)

Follow-up Duration: 9 months treatment + 1 month post-treatment safety follow-up

Centers: 19

Countries: United States

Sample Size: 185

Analysis: Intent-to-treat; Stage 1: selection procedure (no significance test) to identify preferred dose; Stage 2: one-sided futility test (α=0.10) with bias correction for carrying forward Stage 1 data; nearest-neighbor imputation for missing data (worst-case primary, best-case sensitivity); mixed effects model slope analysis (post hoc); ALSFRS-R reliability assessed


Inclusion Criteria

  • Age 21-85 years
  • Clinical diagnosis of definite, probable, or laboratory-supported probable ALS by El Escorial criteria
  • Sporadic or familial ALS
  • Forced vital capacity (FVC) ≥60% of predicted
  • Disease onset ≤5 years before study entry

Exclusion Criteria

  • FVC <60% of predicted
  • Severe medical illness
  • Disease onset >5 years before study entry

Baseline Characteristics

CharacteristicPlacebo (Stage 2)CoQ10 2700 mg (Stage 2)
N7575
Age (years) - Mean (SD)57.4 (11.0)56.5 (10.8)
Male61.3%53.3%
Race - White94.7%94.7%
Race - Black1.3%4.0%
Race - Asian1.3%1.3%
Ethnicity - Hispanic/Latino4.0%2.7%
Symptom duration (years) - Mean (SD)2.0 (1.3)2.3 (1.1)
Site of onset - Lower extremity45.3%40.0%
Site of onset - Upper extremity37.3%45.3%
Site of onset - Head/Bulbar17.3%14.7%
ALSFRS-R score - Mean (SD)35.6 (5.0)35.3 (5.5)
FVC % predicted - Mean (SD)89.2 (18.2)87.7 (23.6)
BMI - Mean (SD)26.2 (4.6)26.8 (7.0)
Riluzole use66.7%76.0%
Baseline CoQ10 level (μmol/L) - Mean (SD)0.90 (0.35)1.0 (0.44)

Arms

FieldStage 1: CoQ10 1,800 mg/dayStage 1 & 2: CoQ10 2,700 mg/dayControl
InterventionCoQ10 200 mg wafers, 3 wafers three times daily (1,800 mg/day total), chewable, maple-flavoredCoQ10 300 mg wafers, 3 wafers three times daily (2,700 mg/day total), chewable, maple-flavored; selected dose from Stage 1 for Stage 2 comparisonMatching placebo wafers identical in yellow color and maple flavor but without CoQ10, 3 wafers three times daily
Duration9 months9 months9 months

Outcomes

OutcomeTypeControlInterventionHR / OR / RRP-value
Decline in ALSFRS-R score from baseline to 9 months (positive value indicates worsening); Stage 1: dose selection; Stage 2: futility test with null hypothesis that CoQ10 reduces mean decline by ≥20% vs placeboPrimaryStage 1 - CoQ10 1800 mg: 10.9 ± 9.3 · Stage 1 - CoQ10 2700 mg: 9.0 ± 8.2 · Stage 2 - Control (death=0): 9.44 ± 8.82 · Stage 2 - Intervention (death=0): 8.80 ± 7.34 (bias-corrected) · Stage 2 Delta (primary): -1.25 (90% upper CI <0.22) · Stage 2 P-value (primary): 0.14 (futility not declared) · Stage 2 - Control (death=16): 8.37 ± 6.56 · Stage 2 - Intervention (death=16): 8.52 ± 6.54 · Stage 2 Delta (sensitivity): -1.82 (90% upper CI <-0.63) · Stage 2 P-value (sensitivity): 0.025 (futility declared)
FVC decline (% predicted) over 9 monthsSecondary0.17 (0.18)0.20 (0.15)0.27
SF-36 Physical Component Score (PCS) declineSecondary6.04 (6.85)4.22 (8.02)0.14
SF-36 Mental Component Score (MCS) declineSecondary5.01 (11.69)2.87 (11.78)0.27
Fatigue Severity Scale increaseSecondary0.88 (1.51)0.71 (1.21)0.45
Post hoc slope analysis (ALSFRS-R)SecondaryReferenceNot significantly different0.097 (one-sided, consistent with futility)
Any AEAdverse85.3% (64/75)84.0% (63/75)
FallAdverse22.7% (17/75)37.3% (28/75)
PainAdverse25.3% (19/75)29.3% (22/75)
NauseaAdverse21.3% (16/75)17.3% (13/75)
ConstipationAdverse13.3% (10/75)24.0% (18/75)
DiarrheaAdverse24.0% (18/75)10.7% (8/75)
Mood alterationAdverse9.3% (7/75)21.3% (16/75)
PEG placementAdverse13.3% (10/75)10.7% (8/75)
BIPAP/NIPPVAdverse8.0% (6/75)12.0% (9/75)
Edema: limbAdverse6.7% (5/75)10.7% (8/75)
Patients with dental AEsAdverse2.7% (2/75)5.3% (4/75)
Any serious AEAdverse25.3% (19/75)24.0% (18/75)
Death (through 10-month AE follow-up)Adverse6.7% (5/75)4.0% (3/75); 9-month primary-analysis deaths were 1 CoQ10 vs 5 placebo (2 additional CoQ10 deaths occurred during month 10 safety follow-up)NS
AEs possibly related to treatmentAdverse41.3% (31/75)42.7% (32/75)

Subgroup Analysis

Stage 1 dose selection showed 2,700 mg/day had lower mean ALSFRS-R decline than 1,800 mg/day (9.0 vs 10.9). However, plasma CoQ10 levels did not differ significantly between the two active doses, consistent with a plateau effect previously reported at 2,400 mg. Sensitivity analyses varying the death score from 0 to 16 showed futility (p<0.10) for 13 of 17 scores tested (scores 4-16), but not for scores 0-3.


Criticisms

  • Primary analysis result was highly sensitive to the choice of score assigned to deceased patients (0 vs 10th percentile vs other values)
  • More deaths occurred in placebo group (5 vs 1) driving apparent CoQ10 benefit; difference not statistically significant
  • Plasma CoQ10 levels did not differ between 1,800 and 2,700 mg doses, suggesting plateau effect and questioning whether higher doses achieve greater tissue penetration
  • Stage 1 dose selection did not include a head-to-head significance test, only a selection procedure
  • Gender imbalance in Stage 1 (71% male at 1,800 mg vs 43% at 2,700 mg)
  • No single best or correct score for deceased patients can be specified a priori for ALSFRS-R
  • Compliance by wafer count was only 71-73% for the protocol-defined threshold of consuming >80% of prescribed medication
  • Oxidative stress biomarker (8OH2dG) results not available at time of publication
  • Study powered to detect 20% slowing in decline, which may be too ambitious; smaller effects could be missed
  • Short 9-month follow-up may miss delayed neuroprotective effects
  • Riluzole use differed between groups (76% CoQ10 vs 67% placebo)

Funding

NINDS R01 NS48555 (Thompson) and NINDS R01 NS48125 (Kaufmann); K12 RR017648 (Kaufmann); CTSA Award NIH 1 UL1 RR024156 (Columbia University); additional clinical research support via GCRC/CTSA grants MO1-RR01066 (Harvard University), MO1 RR01346 (University of Texas at San Antonio), M01 RR023940 (University of Kansas), and UL1 RR024992 (National Center for Research Resources/NCRR, Washington University)

Based on: QALS (Annals of Neurology, 2009)

Authors: Petra Kaufmann, John L.P. Thompson, Gilberto Levy, ..., for the QALS Study Group

Citation: Ann Neurol. 2009;66(2):235-244. doi:10.1002/ana.21743

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